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Audit Report

Annual Compliance Audit Report

Based on our audit, Harsh Vardhan has complied with the statutory provisions of the RA regulations and circulars issued by SEBI during the audit period. The Research Analyst has maintained a compliance mechanism as required by the regulations.

Compliance Status

This report details the compliance status of Harsh Vardhan, a SEBI registered Research Analyst (Reg. No. INH000011006), for the period FY 24-25

Audit Conducted

The audit was conducted in accordance with Regulation 25(3) of SEBI (Research Analysts) Regulations, 2014.

Full Audit Report
Number of Complaints as on 14th June, 2025
Complaint Data
No. of Complaints At the Beginning of Month Received During The Month
1 0 0
Pending at the end of the Month Reason for Pendency Total Complaint Resolved
0 - 1
Total Clients Served so far Total Complaint Received so far % of the complaints as per overall client base
100 1 1
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